Commitment to Your Private Information. Michael Dallas, CFP and his employees are committed to safeguarding client confidential information. Michael Dallas, CFP holds all personal information provided by clients in the strictest confidence. The objective of Michael Dallas, CFP is to protect the privacy of you and all of our clients.
Why We Collect and How We Use Information. To conduct regular business, administer, manage, service, and provide related services for client accounts, it is necessary for Michael Dallas, CFP to collect and provide access to customer information within the firm and to nonaffiliated companies with whom Michael Dallas, CFP has entered into agreements. To provide the utmost service, Michael Dallas, CFP will collect and disclose the information below regarding customers and former customers, as necessary, to companies to perform certain services on Michael Dallas, CFP's behalf.
* Information Michael Dallas, CFP receives from the client on applications (name, social security number, address, assets, etc.)
* Information about the client's transactions with Michael Dallas, CFP or others (account information, payment history, parties to transactions, etc.)
* Information concerning account transactions
* Information about a client's financial products with Michael Dallas, CFP
Sharing Information with Other Companies Permitted or Required Under Law. Michael Dallas, CFP shares non-public information to service client accounts. Michael Dallas, CFP may also provide customer information outside of the firm as permitted or required by law.
Michael Dallas, CFP will disclose personal information to non-affiliated investment advisers, brokers and other agents, including Prospera Financial Services, Inc., First Clearing, LLC, Wachovia Securities, and other financial firms with which Michael Dallas, CFP has contracted, to provide services, process transactions and service client accounts. Michael Dallas, CFP may also provide your information to vendors providing data processing; computer software maintenance and development; compliance and legal consulting; and other general business consulting services. These vendors are required to sign a nondisclosure agreement agreeing to maintain the confidentiality of all non-public personal information.
Michael Dallas, CFP may also disclose personal information if we believe in good faith that such disclosure is required to comply with applicable laws, such as cooperating with regulators, consumer reporting agencies or to resolve consumer disputes.
Former Customers. Even if we cease to provide you with financial products or services, our Privacy Policy will continue to apply to you and we will continue to treat your nonpublic information with strict confidentiality.